David Becker Quotes

You worry about small investors getting involved through the back door in investments that aren't suitable for them because they're too risky or the fees are too high. NASD requires brokers to have a reasonable basis for recommending an investment, as a counterforce to the overwhelming economic incentives for salesmen to sell.

- David Becker

Tags

Worry | Small | Investors | Involved | Door |

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[In insider trading cases,] you connect the dots not by simply going from one dot to another but by starting at both dots and working toward the middle, ... The facts that are public don't come close to demonstrating wrongdoing. It's way too premature to have any judgment. - David Becker

It's probably not an overstatement to say it's unprecedented for that kind of overruling of the career staff to occur. - David Becker

I think the passenger restrictions are a really good idea because I think most teens take more risk when there's other people in the car. - David Becker